FINRA Protects American Investors With Splunk Cloud and AWS

Case Study

Published November 2021


Market integrity is a key factor in fostering vibrant capital markets. FINRA regulates one critical part of the securities industry — brokerage firms doing business with the public in the United States. FINRA processes and analyzes massive amounts of data, and one challenge is to protect that data against new and unexpected threats. FINRA’s security information and event management (SIEM) solution, despite high costs, was providing limited functionality.

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